Forms

ACCOUNT APPLICATION FORM

  • Account Application
  • IRA Account Application
    (Includes Account Application, Direct Rollover/Transfer/Conversion, Distribution and RMD Forms)
  • IRA Disclosure Statement and Custodial Agreement


    RETIREMENT FORMS
    • Growth 401(k) Proposal Request Form
    • Change of Beneficiary
    • Asset Allocation Form
    • Education Savings Account Setup Kit:
      Includes Application, Special Needs Student Certification, Transfer, Distribution, Disclosure Statement, and Custodial Agreement Forms
    • No-Fee SIMPLE-IRA Account Setup:
      An Employer's Guide to Plan Set-Up
    • 403(b) Kit
    • SEP - Set-Up Kit
    • SIMPLE-IRA Employee Kit
      (Includes all account forms)



TAX RELATED
  • W8 - Foreign Government Withholding Certificate (W8-EXP)
  • W8-EXP Instructions
  • W8 - Foreign Intermediary Withholding Certificate (W8-IMY)
  • W8-IMY Instructions
  • W8 - Foreign Person Withholding Exemption Certificate (W8-ECI)
  • W8-ECI Instructions
  • W8 - Foreign Status of Beneficial Owner Certificate (W8-BEN)
  • W8-BEN Instructions
  • W9 - Taxpayer Identification Certificate (W9)
  • W4 - Pension or Annuity Withholding (W4-P)



OTHER SERVICE FORMS
  • Address Change Form
  • Change of Ownership Form
  • Tri-Continental Change of Ownership Form
  • Dealer Change Form
  • Electronic Payment Application
  • Householding
  • Invest A Check Form
  • Name Change Form
  • Redemption Form
  • Telephone Services Election Form
  • Tri-Continental Prospectus
    Includes service forms

This information is authorized for use only in the case of concurrent or prior delivery of the offering prospectus of the Fund. You should consider the investment objectives, risks, charges, and expenses of a Fund carefully before investing. A prospectus containing information about a Fund (including its investment objectives, risks, charges, expenses, and other information about the Fund) may be obtained here. The prospectus should be read carefully before investing in a Fund.

Effective November 7, 2008, J. & W. Seligman Co. Incorporated ("Seligman") was acquired by and became a wholly-owned subsidiary of RiverSource Investments, LLC, which is a subsidiary of Ameriprise Financial, Inc. As a result of the acquisition, Seligman's investment advisory contracts were transferred to RiverSource Investments and Seligman Advisors, Inc., a subsidiary of Seligman, was added as a principal underwriter and distributor of the RiverSource mutual funds.

Seligman mutual funds are distributed by Seligman Advisors, Inc., member FINRA, and managed by RiverSource Investments, LLC. Seligman Services, Inc. provides services to fund shareholders. Seligman Advisors, Inc. and Seligman Services, Inc. are wholly-owned subsidiaries of RiverSource Investments, LLC. These companies are part of Ameriprise Financial, Inc.

800.221.2783
MUTUAL FUND PERFORMANCE & HOLDINGS
RETIREMENT LITERATURE & FORMS PRODUCTS & SERVICES
ADVISOR SITE